Training » Schedule » The Three Line Defence Model

The Three Line Defence Model

Location Unit 1 + 4, Block 1 Northwood Court, Santry, Dublin 9.

Date TBA

This course deals with the structuring of roles, responsibilities and accountability for decision making, risk and control, to achieve effective governance and risk management.

The course is comprised of the following components;
a) Definition – Lines of Defence
Provides a clear and concise definition of the roles of
  • The Board of Directors
  • management team
  • Other stakeholders (Those in a position to influence the “three lines of defence” model in risk management and control processes.
b) First Line – Controls
  • Management Controls
  • Internal control functions

c) Second Line – Oversight Function

How the oversight function should ensure adequacy of operational procedures and the execution of policy.

  • Finance & HR policy
  • Risk policy
  • Compliance policy
  • Security policy

d) Third Line – Audit

  • Internal Audit
  • Regulator

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